How To Create Maine Risk Assessment Documents: A Step- by- Step Guide

How To Create Maine Risk Assessment Documents: A Step- by- Step Guide

Mar 26, 2025

Marine operations come with high-risk environments, strict safety regulations, and complex procedures. To ensure safety, compliance, and operational efficiency, companies must develop detailed marine risk assessment documents.


A well-prepared marine risk assessment identifies hazards, evaluates risks, and outlines preventive measures to protect crew, vessels, and offshore assets.


In this guide, we’ll take you through the step-by-step process of creating a marine risk assessment document, ensuring it meets HSE, IMO, and ISM Code standards.


Why Marine Risk Assessments Are Essential

Risk assessments help maritime professionals:

Identify Hazards – Recognise potential risks in vessel operations.

Ensure Regulatory Compliance – Meet IMO, ISM, SOLAS, and HSE safety requirements.

Improve Safety Protocols – Reduce the likelihood of accidents.

Enhance Decision-Making – Provide a structured approach to risk management.

Protect Crew & Assets – Minimise damage, injury, and downtime.

Without proper risk assessments, marine operations face safety failures, legal penalties, and financial losses.


Step-by-Step Guide to Creating a Marine Risk Assessment Document

1️⃣ Define the Scope of the Assessment

  • Identify the specific operation or activity (e.g., cargo handling, vessel maintenance, offshore transfers).
  • Determine the location and environmental conditions (e.g., port, offshore, heavy seas).
  • List crew members, equipment, and systems involved.

Example: A risk assessment for fuel bunkering operations should cover fire hazards, fuel spills, and environmental impact.


2️⃣ Identify Hazards & Risks

  • List all potential hazards associated with the operation.
  • Categorise risks into physical, operational, environmental, and technical threats.


Common Marine Hazards:

⚠ Slips, trips, and falls on wet decks.

⚠ Equipment malfunctions and mechanical failures.

⚠ Fire hazards from flammable cargo.

⚠ Adverse weather conditions affecting stability.

⚠ Human error in navigation or machinery operation.


3️⃣ Assess the Level of Risk

Use a Risk Matrix to determine likelihood and severity:


Risk Level Likelihood Severity Action Required

Low Rare Minor Monitor and review
Medium Possible Moderate Implement controls
High Likely Severe Immediate corrective action
Critical Almost certain Fatal Stop operation & reassess


This helps prioritise risks and implement effective control measures.


4️⃣ Implement Control Measures

Apply the Hierarchy of Risk Controls to minimise hazards:

Elimination – Remove the hazard (e.g., replacing faulty equipment).

Substitution – Use safer alternatives (e.g., eco-friendly fuels).

Engineering Controls – Modify the work environment (e.g., safety barriers).

Administrative Controls – Implement training and procedures.

PPE (Personal Protective Equipment) – Equip crew with life jackets, helmets, gloves.


Example: To reduce man-overboard risks, install safety railings and crew training protocols.


5️⃣ Document Findings & Recommendations

Create a structured marine risk assessment report that includes:

📌 Title & Reference Number – Document identification for easy tracking.

📌 Description of Operation – Scope, location, and personnel involved.

📌 Identified Hazards – List of potential risks.

📌 Risk Ratings – Likelihood, severity, and overall risk score.

📌 Control Measures – Actions taken to mitigate risks.

📌 Review & Approval – Sign-off by a qualified safety officer.

📌 Example Format:

Title: Risk Assessment for Cargo Loading Operations

Operation: Loading bulk cargo onto a container vessel

Hazard: Slips and falls on deck

Risk Level: Medium

Control Measures: Crew training, anti-slip mats, PPE enforcement


6️⃣ Review & Update Regularly

  • Conduct routine inspections to update risk assessments.
  • Revise documents after incidents, audits, or regulation changes.
  • Involve crew in safety discussions and feedback sessions.


📌 Tip: Digital risk assessment tools help track changes, improve accessibility, and automate compliance updates.


Final Thoughts

Creating a marine risk assessment document is crucial for ensuring safety, compliance, and efficiency in maritime operations. A well-structured assessment:

Identifies and mitigates hazards in offshore and vessel activities.

Follows industry regulations (IMO, ISM Code, SOLAS, HSE).

Improves decision-making for vessel operators and crew.

Reduces accidents, fines, and operational disruptions.


If you need professionally developed marine risk assessments, WMT Marine LTD provides technical documentation services to help maritime companies maintain safety, compliance, and efficiency.


📞 Contact us today for expert risk assessment support!